Job Title:
Senior Compliance Specialist, Financial Services
Job Code:
5436LT
Job Category:
Compliance/Risk/Legal
Job Type:
Permanent
Job Location:
Boston - MA
Date Posted:
Dec 2 2019
Expires On:
Jan 10 2020
Responsibilities:
Looking for a Senior Compliance Specialist to ensure that products and marketing materials for a Boston capital market company and their use by sales and marketing are compliant. The Senior Compliance Specialist will review quarterly and ad hoc marketing materials, review RFPs, Requests for Information, Due Diligence Questionnaires, and other data requests for compliance with applicable regulatory requirements and accuracy. Will collaborate with the sales and marketing team and support the Compliance Director as a member of the legal and compliance team.
Qualifications:
Candidates need a Bachelor's degree or equivalent, and 5+ years as a legal and compliance professional (paralegal experience preferred.)
Required Years of Experience:
5
Additional Info:
CONTACT: Lynn Tyburski: lynn@fanning-boston.com | phone: 617-728-4100 | fax: 617-728-4115
Salary Range:
$120,000
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