Senior Compliance Specialist, Financial Services
Boston - MA
Dec 2 2019
Jan 10 2020
Looking for a Senior Compliance Specialist to ensure that products and marketing materials for a Boston capital market company and their use by sales and marketing are compliant. The Senior Compliance Specialist will review quarterly and ad hoc marketing materials, review RFPs, Requests for Information, Due Diligence Questionnaires, and other data requests for compliance with applicable regulatory requirements and accuracy. Will collaborate with the sales and marketing team and support the Compliance Director as a member of the legal and compliance team.
Candidates need a Bachelor's degree or equivalent, and 5+ years as a legal and compliance professional (paralegal experience preferred.)
Required Years of Experience:
CONTACT: Lynn Tyburski: email@example.com | phone: 617-728-4100 | fax: 617-728-4115