Job Title:
Compliance Analyst
Job Code:
5478LT
Job Category:
Compliance/Risk/Legal
Job Type:
Permanent
Job Location:
Boston - MA
Date Posted:
Jun 18 2020
Expires On:
Jul 31 2020
Responsibilities:
The Compliance Analyst will be responsible for many of the day to day tasks necessary to administer the firm's compliance program.

Responsibilities:
-Contributing to the Compliance group's testing of the firm's policies and procedures
-Data collection, enrichment, maintenance, and review, review of client meeting materials, and maintenance of required records
-Responding to inbound requests from external investment managers, fund administrators, and counterparties
Qualifications:
Qualifications:
-BS in Finance, Economics, Accounting or related major
-1-3 years of related industry experience, preferably with at least one year of related compliance experience
-Excellent organizational and time management skills, including the ability to manage and execute multiple concurrent initiatives
-Familiarity with compliance matters relevant to SEC Registered Investment Advisers and requirements of the Investment Advisors Act of 1940
-Familiarity with the wealth management industry and investment management concepts
-Proficient in Excel and comfortable working with large data sets
Required Years of Experience:
1
Additional Info:
CONTACT: Lynn Tyburski: lynn@fanning-boston.com | phone: 617-728-4100 | fax: 617-728-4115
Salary Range:
$60,000
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