Job Title:
Compliance Associate
Job Code:
5452LT
Job Category:
Compliance/Risk/Legal
Job Type:
Permanent
Job Location:
Boston - MA
Date Posted:
Mar 26 2020
Expires On:
May 9 2020
Responsibilities:
Seeking a Compliance Associate to become an integral member of our Compliance team responsible for assisting with the execution of the company's compliance program. This position focuses on several vital areas of the program, including investment compliance and firm oversight. The Compliance Associate duties include but are not limited to reviewing the company's trading activities comply with securities laws, rules and regulations. Responsibilities include writing and reviewing compliance rules with Charles River Development, monitoring pre-trade and post-trade activity, and assess policies and procedures related to trading and trade execution.
Qualifications:
The qualifications needed of the Compliance Associate include:
-3-5 years of experience with Charles River Development
-Minimum of 3+ years of compliance, risk management, regulatory or operational experience with a mutual fund complex or investment advisory firmBachelor's degree preferably in Accounting, Business or Finance
-Sound knowledge of investment management and mutual fund industry as well as securities markets
-Excellent interpersonal skills and a team player
Required Years of Experience:
3
Additional Info:
CONTACT: Lynn Tyburski: lynn@fanning-boston.com | phone: 617-728-4100 | fax: 617-728-4115
Salary Range:
$65,000-70,000
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